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US S3405

US S3405
PRC Financial Intermediary Review Act


summary

Introduced
12/09/2025
In Committee
12/09/2025
Crossed Over
Passed
Dead

Introduced Session

119th Congress

Bill Summary

A BILL To require the Securities and Exchange Commission to conduct a study regarding certain brokers and dealers that are controlled by or organized under the laws of the People’s Republic of China, and for other purposes.

AI Summary

This bill, titled the "PRC Financial Intermediary Review Act," requires the Securities and Exchange Commission (SEC) to conduct a study and report to Congress within one year of enactment. The study will focus on the transparency and cooperation of financial firms, specifically brokers and dealers that are registered with the SEC and are either controlled by or organized under the laws of the People's Republic of China (PRC), as well as investment advisers similarly controlled by or organized under PRC law. The purpose of this review is to examine these entities operating within the U.S. financial markets.

Committee Categories

Housing and Urban Affairs

Sponsors (2)

Last Action

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (on 12/09/2025)

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