Bill

Bill > HSB514


IA HSB514

IA HSB514
A bill for an act relating to respondents in a proceeding to expunge information in a record in the investment adviser registration depository.


summary

Introduced
01/13/2026
In Committee
01/13/2026
Crossed Over
Passed
Dead

Introduced Session

91st General Assembly

Bill Summary

This bill relates to respondents in a proceeding to expunge information in a record in the investment adviser registration depository. Under current law, the commissioner of insurance, or the investment adviser that reported the information in the record in the investment adviser registration depository, may be named as a respondent or as respondents in a proceeding to expunge the information. Under the bill, the commissioner shall be named as a respondent and the investment adviser may be named as a respondent in such a proceeding.

Committee Categories

Business and Industry

Sponsors (0)

No sponsors listed

Other Sponsors (1)

Commerce (House)

Last Action

House Commerce Committee (13:00:00 2/4/2026 RM 103) (on 02/04/2026)

bill text


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