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US HR4200

SBIC Advisers Relief Act of 2014


summary

Introduced
03/11/2014
In Committee
05/22/2014
Crossed Over
12/03/2014
Passed
Dead
01/03/2015

Introduced Session

113th Congress

Bill Summary

SBIC Advisers Relief Act of 2014 - Amends the Investment Advisers Act of 1940 to exempt specified advisers of small business investment companies (SBICs) from certain: (1) Securities and Exchange Commission (SEC) registration requirements with respect to the provision of investment advice relating to venture capital funds, and (2) SEC registration and reporting requirements with respect to assets under management of private funds. Provides the same exemption with respect to any state or local law requiring the registration, licensing, or qualifications of investment advisers.

Committee Categories

Business and Industry, Housing and Urban Affairs

Sponsors (10)

Last Action

Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (on 12/03/2014)

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