summary
Introduced
02/09/2017
02/09/2017
In Committee
02/23/2017
02/23/2017
Crossed Over
Passed
Dead
Vetoed
05/02/2017
05/02/2017
Introduced Session
2017 Regular Session
Bill Summary
Providing an exemption from regulation under parts I and II of ch. 494, F.S., for certain securities dealers, investment advisers, and associated persons; providing requirements for certain solicitations and referrals, etc.
AI Summary
This bill provides an exemption from regulation under parts I and II of Chapter 494, Florida Statutes, for securities dealers, investment advisers, and associated persons registered under Section 517.12, if they solicit or refer clients to mortgage lenders and brokers, but do not accept mortgage loan applications, negotiate loan terms, or negotiate the sale of existing mortgages. The bill also requires any such solicitations or referrals to comply with Chapter 517, the federal Real Estate Settlement Procedures Act, and other applicable laws.
Committee Categories
Business and Industry
Sponsors (1)
Other Sponsors (2)
Banking and Insurance (Senate), Regulated Industries (Senate)
Last Action
Laid on Table (on 05/02/2017)
Official Document
bill text
bill summary
Loading...
bill summary
Loading...
bill summary
| Document Type | Source Location |
|---|---|
| State Bill Page | http://www.flsenate.gov/Session/Bill/2017/830 |
| BillText | http://www.flsenate.gov/Session/Bill/2017/830/BillText/c2/HTML |
| Bill | http://www.flsenate.gov/Session/Bill/2017/830/BillText/c2/PDF |
| BillText | http://www.flsenate.gov/Session/Bill/2017/830/BillText/c1/HTML |
| Bill | http://www.flsenate.gov/Session/Bill/2017/830/BillText/c1/PDF |
| Senate Committee Amendment #591686 | http://www.flsenate.gov/Session/Bill/2017/830/Amendment/591686/HTML |
| BillText | http://www.flsenate.gov/Session/Bill/2017/0830/BillText/Filed/HTML |
| Bill | http://www.flsenate.gov/Session/Bill/2017/0830/BillText/Filed/PDF |
Loading...