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US S3578

US S3578
Improving Investment Research for Small and Emerging Issuers Act


summary

Introduced
10/11/2018
In Committee
10/11/2018
Crossed Over
Passed
Dead
12/31/2018

Introduced Session

115th Congress

Bill Summary

Improving Investment Research for Small and Emerging Issuers Act This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.

AI Summary

This bill requires the Securities and Exchange Commission (SEC) to conduct a study and report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The study will examine factors affecting the demand, availability, and cost of this research, as well as potential conflicts of interest and the impact of regulations, consolidation, and other market forces. The report must provide recommendations for increasing the demand, volume, and quality of investment research for small issuers.

Committee Categories

Housing and Urban Affairs

Sponsors (1)

Last Action

Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (on 10/11/2018)

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