Bill
Bill > S3578
summary
Introduced
10/11/2018
10/11/2018
In Committee
10/11/2018
10/11/2018
Crossed Over
Passed
Dead
12/31/2018
12/31/2018
Introduced Session
115th Congress
Bill Summary
Improving Investment Research for Small and Emerging Issuers Act This bill requires the Securities and Exchange Commission to report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The report must: (1) include topics such as the availability of such research and potential conflicts of interest relating to its production and distribution, and (2) make recommendations for increasing small-issuer investment research.
AI Summary
This bill requires the Securities and Exchange Commission (SEC) to conduct a study and report on investment research regarding small issuers, including emerging growth companies and companies considering initial public offerings. The study will examine factors affecting the demand, availability, and cost of this research, as well as potential conflicts of interest and the impact of regulations, consolidation, and other market forces. The report must provide recommendations for increasing the demand, volume, and quality of investment research for small issuers.
Committee Categories
Housing and Urban Affairs
Sponsors (1)
Last Action
Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (on 10/11/2018)
Official Document
bill text
bill summary
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bill summary
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bill summary
| Document Type | Source Location |
|---|---|
| State Bill Page | https://www.congress.gov/bill/115th-congress/senate-bill/3578/all-info |
| BillText | https://www.congress.gov/115/bills/s3578/BILLS-115s3578is.pdf |
| Bill | https://www.congress.gov/115/bills/s3578/BILLS-115s3578is.pdf.pdf |
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